Description
A separate product for an outside or contract FinOp — or a small FinOp shop with a few staff — who handles the books and regulatory compliance for several small introducing broker-dealers at once. One login gives the FinOp staff a client directory and a cross-client dashboard; every BD client’s ledger lives in its own fully isolated database, running the exact same audited regulatory engine as NEXIOS BD Financial and Operations Suite — net capital, FOCUS, SIPC-7, and a hash-chained audit log, per client. A guided provisioning wizard spins up a new client in one step, each with its own encryption keys. The BD’s own staff never log into this software: management and the Compliance Officer receive ad hoc reports by email, nothing more — there is no BD-facing login to expose.
Works great with: built on the same engine as NEXIOS BD Financial and Operations Suite, for a FinOp who serves more than one BD client. See the full NEXIOS Platform.
Can I buy just one? Yes — nothing is restricted to force a bundle.




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