Description
A self-hosted FinOp compliance platform built specifically for small introducing broker-dealers. Every page reads from one general ledger: post a journal entry and the Trial Balance, the full SEC Rule 15c3-1 net capital waterfall, the Rule 4120 AI ratio, the haircut schedule, and FOCUS Part IIA workpapers all recompute instantly. Early-warning monitoring, a live SIPC-7 calculation, bank reconciliation, and a SHA-256-backed audit log round out a platform that replaces a costly outsourced FinOp retainer. ⬇ Download Sales Deck




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